Singapore Regulation · SG01
Singapore Fund Management: Regulatory Essentials
A practical orientation to Singapore’s fund-management regulatory environment, governance expectations and core control responsibilities.
Designed for practical application.
A practical orientation to Singapore’s fund-management regulatory environment, governance expectations and core control responsibilities.
What you will be able to do
- Identify the principal regulatory responsibilities affecting a Singapore fund manager.
- Distinguish governance, conduct and operational-control responsibilities.
- Recognise matters requiring escalation or specialist advice.
Course structure
01
The Singapore regulatory landscape
02
Licensing and representative responsibilities
03
Governance and accountability
04
Conduct and conflicts
05
Controls, records and regulatory engagement
Assessment and evidence
ASSESSMENT
Scenario-based knowledge check; proposed pass mark 70%.
LEARNING EVIDENCE
Dated completion record and downloadable certificate.
SG01
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