Financial Crime · SAN01
Sanctions, KYC and Enhanced Due Diligence
A fund-industry guide to sanctions exposure, screening, KYC quality, high-risk relationships and defensible enhanced due diligence.
Designed for practical application.
A fund-industry guide to sanctions exposure, screening, KYC quality, high-risk relationships and defensible enhanced due diligence.
What you will be able to do
- Recognise sanctions and KYC risks relevant to funds.
- Determine when enhanced due diligence is appropriate.
- Evaluate screening results and document escalation.
Course structure
01
Sanctions architecture
02
Fund and investor KYC
03
Screening and alert disposition
04
High-risk jurisdictions and structures
05
Enhanced due diligence
06
Escalation and recordkeeping
Assessment and evidence
ASSESSMENT
Applied case assessment; proposed pass mark 70%.
LEARNING EVIDENCE
Completion record, score and certificate.
SAN01
Launch course →