Fund Risk · LR01

Liquidity Risk in Open-Ended Funds

Identify liquidity mismatches, use stress scenarios and understand monitoring, escalation and investor-protection considerations.

COURSE OVERVIEW

Designed for practical application.

Identify liquidity mismatches, use stress scenarios and understand monitoring, escalation and investor-protection considerations.

What you will be able to do

  • Assess asset and liability liquidity characteristics.
  • Interpret liquidity indicators and stress tests.
  • Explain governance, tools and escalation options.

Course structure

01 Liquidity risk and fund structures
02 Investor behaviour and redemption risk
03 Metrics and data
04 Stress testing
05 Liquidity-management tools
06 Governance and escalation

Assessment and evidence

ASSESSMENT

Scenario analysis and knowledge check; proposed pass mark 70%.

LEARNING EVIDENCE

Completion record and certificate.

LR01

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