Global Core · GC08
Global Core: Conflicts of Interest for Fund Firms
A fund-specific course on identifying, preventing, managing and recording conflicts involving funds, investors, employees, allocations, fees, side letters, related parties and service providers.
Designed for practical application.
A fund-specific course on identifying, preventing, managing and recording conflicts involving funds, investors, employees, allocations, fees, side letters, related parties and service providers.
What you will be able to do
- Recognise structural, personal and transaction conflicts.
- Apply prevention, mitigation, disclosure and escalation controls.
- Assess allocation, valuation, fee and side-letter fairness.
- Maintain decision-useful conflict records.
Course structure
01
How conflicts arise
02
Investment and allocation conflicts
03
Fees, expenses and valuation
04
Side letters and investor treatment
05
Personal and related-party conflicts
06
Governance and evidence
Assessment and evidence
ASSESSMENT
Module knowledge checks and a ten-question final assessment; pass mark 80%.
LEARNING EVIDENCE
Authenticated progress, assessment result, completion record and printable certificate.
GC08
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