Global Core · GC01
Global Core: AML/CFT for Fund Management Teams
A fund-specific global foundation in money laundering, terrorism and proliferation financing risk, investor due diligence, beneficial ownership, PEPs, source of funds and wealth, monitoring, red flags and escalation.
Designed for practical application.
A fund-specific global foundation in money laundering, terrorism and proliferation financing risk, investor due diligence, beneficial ownership, PEPs, source of funds and wealth, monitoring, red flags and escalation.
What you will be able to do
- Explain ML, TF and PF risk in fund structures.
- Apply a risk-based approach to investors and counterparties.
- Recognise beneficial-ownership, PEP and source-of-wealth concerns.
- Identify and escalate suspicious activity without tipping off.
Course structure
01
Financial-crime risk in funds
02
Investor due diligence
03
PEPs, source of wealth and enhanced diligence
04
Monitoring and red flags
05
Suspicion, escalation and tipping off
06
Governance, records and role-based learning
Assessment and evidence
ASSESSMENT
Module knowledge checks and a ten-question final assessment; pass mark 80%.
LEARNING EVIDENCE
Authenticated progress, assessment result, completion record and printable certificate.
GC01
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