Fund Governance · FS02

Fiduciary Oversight for Managed Funds

A control-focused course covering member and investor interests, conflicts, compliance plans, valuation, liquidity, service-provider challenge, incidents and board evidence.

COURSE OVERVIEW

Designed for practical application.

A control-focused course covering member and investor interests, conflicts, compliance plans, valuation, liquidity, service-provider challenge, incidents and board evidence.

What you will be able to do

  • Translate fiduciary and fund-operator duties into practical governance controls.
  • Recognise structural and transaction-level conflicts of interest.
  • Challenge valuation, liquidity, asset-safeguarding and service-provider arrangements.
  • Structure effective incident, breach, remediation and board-reporting evidence.

Course structure

01 The fiduciary oversight mandate
02 Decision-useful governance information
03 Conflicts of interest
04 Valuation, liquidity and fund controls
05 Service-provider oversight and challenge
06 Incidents, breaches and remediation

Assessment and evidence

ASSESSMENT

Applied knowledge checks and a ten-question final assessment; pass mark 80%.

LEARNING EVIDENCE

Authenticated progress, assessment result, completion record and printable certificate.

FS02

Build this capability into your learning plan.

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