Cross-Border Funds · FS03
Cross-Border Funds: Delegation, Distribution and Operational Risk
Map the regulatory connections created by fund domicile, overseas management, delegates, custody networks, investor distribution, data processing and service-provider concentration.
Designed for practical application.
Map the regulatory connections created by fund domicile, overseas management, delegates, custody networks, investor distribution, data processing and service-provider concentration.
What you will be able to do
- Map the regulatory connections created by fund, manager, delegate, asset, investor and data locations.
- Distinguish cross-border delegation from cross-border distribution.
- Identify custody, data, fourth-party and operational-resilience risks.
- Build a maintainable cross-border due-diligence and oversight record.
Course structure
01
The six cross-border regulatory connections
02
Fund domicile and management location
03
Delegation and sub-delegation
04
Cross-border distribution and investor classification
05
Custody, data and operational borders
06
Cross-border due diligence and exit planning
Assessment and evidence
ASSESSMENT
Scenario-led knowledge checks and a ten-question final assessment; pass mark 80%.
LEARNING EVIDENCE
Authenticated progress, assessment result, completion record and printable certificate.
FS03
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